Even though J. R. R. Tolkien does not discuss music in
LOR, Appendix F (II), "On Translation," provides a useful
basis upon which to reconstruct his views. In this essay, Tolkien
distinguishes between the languages of various peoples in
Middle-earth in terms of certain Indo-European predecessors to
modern English. English is presented as the official representation
of the languages of the Shire, Gondor, and Rohan. According to
Tolkien, Hobbit language was "a rustic dialect, whereas in Gondor
and Rohan a more antique language was used, more formal and more
terse." In terms of the actual history of English, modern English,
though newer, is actually a degenerate, rustic, form of a
London dialect, less complex or sophisticated than older forms of
Old English, to which the word antique refers. Tolkien
presents no differences between the language of Gondor and the
Shire in LOR, but comments in "On Translation" on
grammatical differences, specifically with regard to the second
person pronoun. It was Pippin's failure to distinguish between
familiar and deferential forms of you that convinced
Gondorians that he was a prince. (Gondorians also used "was come"
instead of "had come," following Germanic grammar.) In contrast,
Hobbits had much more difficulty with the language of Rohan, where
they simply recognized many similar words. In LOR Theoden
and Merry spend much time talking about the origins of words.
Pippin and his Gondorian friends do not. Beyond these three
languages, Tolkien is concerned primarily with place names. He
selects Frankish and Gothic languages to represent the speech of
the Men in the Vale of the Anduin, Dale, and the Mark. The speech
of the Stoors and Bree-men, and therefore the Dunlanders, is
Celtic. Tolkien states that the Elven languages play the role of
Greek and Latin, but even the untranslated songs in Sindarin and
Quenya follow his Germanic patterns exactly. Although in a footnote, Tolkien warns that the adoption of these
early medieval languages to represent languages in LOR - for
example, that of the Riders of Rohan - "does not imply that the
Rohirrim closely resembled the ancient English otherwise, in
culture or art, in weapons or modes of warfare, except in a general
way due to their circumstances," music, or singing, because of its
close relationship to the evolution of language in the Middle Ages,
is probably an exception to his general warning. In 597 Pope Gregory sent missionaries to convert the Germans to
Christianity. While doing so, they also taught them to write and
convert their spoken language into written form. The Germans
modelled their written language on their oral language. Before 597,
these Germanic peoples had maintained an oral literature, mostly as
lays, which they chanted or sang to the accompaniment of small
wooden harps. These songs were narratives that celebrated heroic
deeds. They were composed of unrhymed rhythmical lines tied
together internally by alliteration. "Lament for Theoden" and "Song
of the Mounds of Mundberg" are examples of this kind of song and by
analogy can be taken to represent the earliest form of human
music in Middle-earth. "Mundberg," in particular, fulfills the
traditional function as a historical record, complete with lists of
important people who died in the battle. The evolution of poetry
and song in the Middle Ages was away from unrhymed rhythmical
alliterative songs toward the metrical rhymed lines of modern
poetry and music. Examples of this latter kind of music and poetry
can be found in the Arnorian poem "Riddle of Strider" (even though
Bilbo claims to have written it) and the closely related Gondorian
poem "Boromir's Riddle," and at the folk level, "Athelas." Tolkien
himself was especially interested professionally in Old English
literature from "Beowulf" to "Gawain and the Green Knight," which
stand at opposite ends of the Middle Ages. In "Gawain" the
transformation to metrical rhyme is not yet complete. The main
stanzas are alliterative, followed by short rhymed stanzas. In
LOR, although most lines are rhymed, they are not yet
completely metrical. Nearly all have pauses, caesurae, near the
middle of each line, even when they are fairly metrical otherwise.
The caesurae split each line into half lines. "Galadriel's Song"
has two caesurae per line, dividing each line into thirds. The lack of metrical form and the presence of the caesurae pose
special problems in trying to write or reconstruct authentic music
for Middle-earth. Because the number of syllables can vary
dramatically and the placement of the caesurae can further
contribute to this irregularity, tunes have to be found that can
accommodate this variation while still providing simple,
recognizable melodies. For example, the same notes in "The Last
Ship" must take care of "the grey night was going," "till the long
light was shimmering," "as she ran down to the river," "one step
daring," and, among others, "down the Seven Rivers." The type of music developed to handle the poetry of the early
Germanic peoples was Gregorian chant, one of five kinds of
plainsong, a monophonic chant in free rhythm, as distinct from
measured music. It was monophonic in that it consisted of a single
line or melody without an accompaniment that was regarded as part
of the work itself, as distinct from polyphony or homophony. Given
the irregularity of the verse, there can be no question that the
music in LOR was primarily chants with free rhythm. Close
attention to the text of LOR also reveals that in almost all
cases songs were sung without musical accompaniment. Exceptions are
the music of the Dwarves in Bilbo's house in The Hobbit
(which may be a pre-LOR carelessness) and perhaps the music
in Rivendell, especially the "Song of Earendil," though it may be
an example of standard Germanic chant. According to Tolkien,
everyone was "intent upon the music of the voices and the
instruments" and "the beauty of the melodies and the interwoven
words." When Bilbo begins to sing, the "dream of music" turns
"suddenly into a voice." All of these remarks suggest that the
instrumental and vocal music were identifiably distinct and
probably did not occur simultaneously. Polyphony, which simultaneously combines several lines of melody
in parts, without any line subordinate to the others, did not begin
to develop until near the end of the Middle Ages. There is little
evidence that it existed in Middle-earth at all, except, once again
for the Dwarves, which may be a mistake, although it does very
clearly appear outside of Middle-earth in the void. In The
Silmarillion Iluvator utilizes polyphony when he teaches the
Holy Ones to sing in parts and then adds another part of his own,
the third theme for humans. In all likelihood, the singing of the
Holy Ones represents the most advanced type of music in Tolkien's
worlds, a type that had not yet made a general appearance in
Middle-earth in the Third Age. If so, then music in Middle-earth
sounded much different than modern music, for it was a single line
of melody without chords (music with chords being homophony, a
development that occurred after polyphony). Given that polyphony was at best rare in Middle-earth at the
time of LOR, an authentic reconstruction of a song should be
a single melody line without instrumental accompaniment. However,
because it would be very hard for most people who are used to
homophony (a melody line accompanied, at a minimum, by an
instrumental arrangement of chords, three or more harmonious notes
played simultaneously) to appreciate an endless series of
bare-bones, unaccompanied voices, some compromise with authenticity
may be necessary. Percussion is also a problem. While modern music listeners
expect a complex beat, such rhythm plays off of a metrical beat
that is incompatible with pre-modern (modal) music, which
highlights the free rhythm of each line of the song. Because the
notation for the songs in Gregorian chant from the Middle Ages does
not indicate the lengths of notes, it is not known exactly how any
particular song was sung. It is not unlikely that each song came
out differently each time it was sung, just as a passage from a
book comes out differently each time it is read aloud. Most likely,
the singer deliberately tried various approaches to the
presentation of particular lines each time he or she sang the song.
The object would be to display the natural rhythm of the line in
contrast to the rhythm of the other lines. In measured music, each
line is rhythmically identical. The complex beat masks the boring
sameness of these lines. In monophonic music, however, the rhythm
of each line is unique, determined by the arrangement of the words
and the placement of the caesura. In this kind of music, a complex
metrical beat may compete with the free rhythm and hide the
rhythmical uniqueness of each line. Because of this problem, most
percussion probably occurred at the ends of lines. To be sure,
modern listeners want a complex beat. Providing it, however, is
another compromise. Because postmodern or alternative music is now abandoning
metrically measured music, a compromise that permits the free
rhythm of pre-modern music may be possible. For example, the music
of Laurie Anderson, without its electronic sound, could come close
to plainsong, if one is also willing to ignore the chords. In her
songs, the words shape the music. Moreover, when she sings, the
words are independent of the music. She drifts between singing and
speaking, frequently stopping for dramatic effect. More elaborate
instrumental music occurs between verses rather than as an
accompaniment. Concerning musical instruments in Middle-earth, the Dwarves play
"little fiddles," "flutes," "clarinets," "viols," "drums," and a
"harp." In "Frodo's Song at Bree," a cat plays a "fiddle." "Durin's
Song" mentions "harps" and "trumpets." In the Middle Ages, the harp
was a basic instrument that was strummed between lines in Germanic
lays. The fiddle was a bowed stringed instrument, played on the
shoulder or arm, but sometimes played upright in the lap like a
viol. A viol was simply a larger version of the fiddle, held
upright on the knee. It is not an ancestor of the Renaissance
instrument and it is a contemporary, not an ancestor of the early
violin. The flutes were most likely recorders or "blockflutes," the
flute most commonly used in the Middle Ages for the accompaniment
of dance and song. The clarinet was probably slightly bigger than
the recorder and distinguished from it primarily because it used a
reed. Trumpets were not musical instruments, since, like the bugle,
they could produce only a limited number of notes and were
therefore used primarily for fanfare. Percussion instruments could
be anything and started in folk music with the banging of pots and
pans. Because of Tolkien's warning that the Germanic peoples used to
represent the languages in LOR may not represent the peoples
of Middle-earth in other respects, anyone writing music for songs
in LOR is free to do whatever he or she wishes. Tolkien's
own willingness to permit anything is well demonstrated by the
Donald Swann's book of songs, The Road Goes Ever On.
Although I do like "Upon the Hearth the Fire is Red," and can
marginally imagine Hobbits singing it, Swann wrote his songs to
demonstrate his abilities on the piano during live performances--an
instrument that did not exist in Middle-earth. Because his music
seems more concerned with being skillful than with being authentic,
I have never been able to appreciate it as much as many other
people do. In "Namarie," which Tolkien sang to Swann, and which he
used in place of his own version, the music is straightforward
Gregorian chant. Swann notes that "Tolkien approved five [songs]
but bridled at my music for 'Namarie.' He had heard it differently
in his mind, he said, and hummed a Gregorian chant." Although
Tolkien approved the other songs without bridling, he might have
been happier with music representing, and played with instruments
more appropriate to, the Middle Ages. An unbridled compromise
should always hint at medieval plainsong or chant, be performed
with instruments that are appropriate descendants of that time, and
permit the free rhythm to be heard.
ECH - August 23, 2006 |